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King Washington Form No 29 And 30: What You Should Know
The statements do not constitute an offer of any investment. See Rule 14a-9(a)(1). The following information has been omitted because of a required disclosure of materiality. The omitted information may have been supplied by an officer of the Registrant or by an employee of the person having knowledge of materiality, and either way is deemed provided for the convenience or information of the persons having authority to give notice under this part. †Filed or Furnished with an Office. ‡ Furnishes, lessors, agents. (a) “Banking Activities” refers to: (i) a banking institution or business enterprise, including its customers and its employees, and (ii) the acquisition or disposition of securities, including, without limitation, the purchase, sale, lease, exchange, pledge, or other disposition of any security offered or purchased. (b) “Consulting Fees” means, for a person or entity that receives fees as a result of a recommendation that such person or entity make purchases, or otherwise use or dispose of property, assets, securities, and/or services, consulting fees include the full value of the fees and not merely fees paid directly by such person or entity in connection with the recommendation. (c) “Client” means a person or entity that is represented in connection with the offering or sale by a broker-dealer, investment adviser or credit union of a security to a client for investment. (d) “Client Retirement Account” is an investment product offered by a broker-dealer, investment adviser, or credit union to a registered account holder, including, but not limited to, the following types of account: a Traditional IRA, a 401(k), a 403(b), a Roth IRA, a SEP, or IRA-403, a Keogh plan, a Traditional Spouse's Retirement Account, or a Life Insurance Company Spouse's Retirement Plan, a Retirement Savings Account (RSR) and/or a Savings Fund, and/or a Simple IRA; and any such account to which Section 13(a) or 13(b) of the Securities Exchange Act of 1934 to the extent not inconsistent with such Act, applies, but in addition may include an eligible defined contribution plan or a flexible spending account to the extent the terms of such plan or account are established by a contract relating to such account.
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